The purpose of these profiles is to make investors aware of these companies and should not in any way come across as a recommendation to buy or sell in these securities. Investing in stocks involves risk. You should consult a qualified financial advisor or broker before making any investment decisions. Undiscovered Equities is not a registered broker, broker dealer, investment advisor, analyst, investment banker or underwriter. All profiles are based on information that is available to the public. Past performance of stocks profiled is not a guarantee as to future performance. The information contained herein should not be considered to be all-inclusive and is not guaranteed by Undiscovered Equities to be free from misstatements or errors. Undiscovered Equities’ directors, officers and employees may anticipate purchasing shares mentioned in this report or may already have purchased shares and may profit in the event those shares rise in value. Any recent increase in volume or increase in stock price may be due to Undiscovered Equities’ representatives buying. Undiscovered Equities may sell its shares at any time as well. At no time will any Undiscovered Equities employee or affiliate undertake any activity that could be regarded in any way as improper or illegal. We encourage our readers to review all public filings by companies at the SEC’s EDGAR page located at www.sec.gov.
The NASD has published information on how to invest carefully at www.nasd.com.
When the words ‘research’, ‘report’ and ‘research reports’ are used on our website, its disclaimer, and in our reports, these words mean report/release/advertisements” aka ‘commercial advertisements’. Undiscovered Equities, Inc. (UE) is an Investor Relations firm hired by certain companies to provide investor awareness services to micro cap, small cap companies and other private and public companies. Investor Awareness programs are designed to help companies communicate their investment characteristics. UE distributes commercial advertisements (report/release/advertisements) and other Information purchased and compiled from outside sources and analysts. Do not base any investment decision on information in this report/release/advertisement or any of our profiled companies. All information herein should be viewed as a commercial advertisement and is not intended to be used for investment advice. 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Pink Sheet companies may not have reported full financial information and audited financial information to the SEC. UE ‘s outside analysts and sources attempt to compile financial information from Pink Sheet companies. This information may or may not be reliable and/or accurate. Readers of this report/release/advertisement are encouraged to research all financial information on Pink Sheet companies and are advised not to rely on any financial information in this report/release/advertisement. Among the various sources and actions that a reader of our publications may easily avail himself or herself to are: (a) reviewing SEC periodic reports (Forms 10-Q and 10K), reports of material events (Form 8-K), insider reports (Forms 3, 4, 5 and Schedule 13D) and other SEC reports that are easily accessible at www.sec.gov and/or the National Association of Securities Dealers (“NASD”) at www.nasd.com.
Investors interested in purchasing securities are advised to contact the company directly, read the Prospectus, other relevant public documents in full, request company financial information and to conduct their own research and due diligence. (b) Information and Disclosure Statements and un-audited financial reports filed with the Pink Sheets that are easily accessible at www.pinksheets.com; (c) consulting with the reader’s legal or financial advisor or other such advisor; (d) publicly available information contained in commonly known search engines such as Google and Bing; and (e) investment guides contained at www.sec.gov and www.finra.compertaining to risks of investing in penny stocks. The Profiled Companies are subject to various possible risks, including but not limited to: (a) the Information pertains to penny stocks that are subject to the SEC’s penny stock rules and involve a high degree of risk that may result in the loss of some or all of an investment in the Profiled Company’s securities; (b) the Issuer’s penny stock may be thinly traded, which may lead to significant difficulties selling its securities; (c) the SEC reporting issuer: (i) may be delinquent (not current) in its periodic reporting obligations; or (ii) no longer files reports with the SEC because it has suspended its reporting requirements; or (iii) no longer files reports with the SEC because it has received a notification from FINRA that its securities have been “downgraded” to the Pink Sheets because it is delinquent in its SEC reports; (d) the SEC reporting issuer or the Pink Sheet quoted company may be delinquent in its Pink Sheet reporting obligations as indicated by whether the Pink Sheets New Service posts a negative “sign” regarding the Issuer at www.pinksheets.com , such as: (i) “Limited Information” for companies with financial reporting problems, economic distress, or that are unwilling to file required reports with the Pink Sheets; (ii) “Pink Sheets – No Information”, which indicates companies that are unable to unwilling to provide disclosure to the public markets, to the SEC or the Pink Sheets; and (iii) “Caveat Emptor”, signifying “Buyer Beware” that there is a public interest concern associated with an Issuer’s illegal spam campaign, questionable stock promotion, known investigation of the Issuer’s fraudulent activity or its insiders, regulatory suspensions or disruptive corporate actions; (e) whether the Issuer is a development stage company with little or no operations, the securities of which should be considered extremely speculative for investment purposes; (f) UE’s selling of an Issuer’s securities may negatively affect the Issuer’s stock price, especially when such securities are thinly traded. 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Such securities transactions might result in volatile market price changes and might create a conflict of interest to remain objective in UE’s communication with profiled companies (g) many companies that have their securities quoted on the OTCBB or Pink Sheets have been negatively affected by the current economic downturn and lack of adequate financing to meet their operational goals or expansion plans; (h) the percentage gain from the previous day close presented in our websites regarding certain companies is not and should not be construed as any indication whatsoever of the future stock price of a Profiled Company’s securities; (i) any of the energy related and other Profiled Companies are subject to intense and increasing environmental and other governmental regulation, which subjects them to significant costs and possible fines and liabilities if they fail to conform with relevant state and federal statutes; (j) UE may receive its compensation in free trading shares and may sell the Shares at any time; as a result, UE’s selling activities may cause significant volatility in the Issuer’s stock price and/or significantly depress the Issuer’s stock price; (k) UE may buy and sell the Shares in the open market which may also cause significant volatility in the Issuer’s stock price and/or significantly depress the Issuer’s stock price; (l) the future success of many OTCBB and Pink Sheet quoted Issuers is dependent upon receiving adequate financing or raising sufficient capital, which they may be unable to obtain; (m) there is a potential or actual conflict of interest that exists between the interests of the readers of our disseminated Information and the interests of UE because UE (i) may receive the Shares as compensation for disseminating the Information and thereafter sells those Shares at any time for monetary gain, including at the same time the Information is being disseminated or shortly thereafter; and (ii) buys and sells the Profiled Company’s shares in the open market at the same time or before the Information is being disseminated or shortly after the dissemination of the Information or at any time; (n) UE does not receive verification from the Issuer that the statements contained in UE’s publications are accurate, but rather may only receive, at best, verification of accuracy from the non-affiliate third party shareholder who pays UE for the dissemination of its publications; (o) the non-affiliate third party shareholder may have a potential or actual conflict of interest in paying UE for the dissemination of the publication while still holding the Issuer’s shares of common stock that he or she may sell after the third party shareholder has paid UE with his or her shares; (p) the comparisons we provide in our report/release/advertisements may not be interpreted as a legitimate means of comparison or a prediction of an increase in the featured Issuer’s stock price in any shape, form or manner since such “comparison” companies trade on registered Exchanges such as the New York Stock Exchange and trade at prices at stock prices in excess of $10 or $20, thousands of percent higher than the companies that we profile; and (q) some of the Information presented on our website and in our profiled reports that we compile from public sources is not only forward looking, but also non-material information, which leaves the reader of the Information with the difficult task of deciding what information is material and not material within the total mix of information presented by UE and that is otherwise publicly available in SEC and Pink Sheet reports or search engines. 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UE and its outside sources have no firsthand knowledge of any profiled company’s capabilities, intent, resources, financing, operations, politics, inner workings, plans, management competence and decisions, internal corporate goals, ethical standards, or their ability to reach their corporate goals. Investing in micro-cap and small cap securities is speculative and carries a high degree of risk. Investors can lose their entire investment. Investors should understand that statements regarding future prospects may not be realized. Under no circumstances is this report/release/advertisement to be used or considered as an offer to sell or a solicitation of any offer to buy any security or other debt instruments, or any options, futures or other derivatives related to such securities herein. UE does not supervise any outside analyst and does not guarantee any report/release/advertisement to be error-free or factually accurate. Research report/release/advertisements include forecasted valuations and forecasted price targets that are accepted securities analysis protocol in the academic community. These valuations and price targets are academically appropriate and include assumptions that the company will raise capital to meet the analyst’s projections. These price targets and valuations, including business prospects, are theory and should not be relied upon for investment decisions. There is no guarantee that the predicted business results for the Company will be met. Under NASD Rule 2711, UE is not defined as a financial analyst. Conclusions prepared by outside analysts are deemed to be reasonable at the time of issuance of the report. All decisions are made by the outside analyst and are independent of outside parties or influence. Neither the analyst’s compensation nor the compensation received by UE is related to the specific recommendations or views contained in this report/release/advertisement or note, nor is it related to price performance or volume of shares traded in the referenced security. UE or its affiliates may from time to time perform consulting or other services for, or solicit consulting or other business from any entity mentioned in this report/release/advertisement. Consulting agreements that UE may have with a given company are not related to report/release/advertisements or their distribution. This report/release/advertisement does not have regard to the specific investment objective, financial situation, suitability, and the particular need of any specific person who may receive this report/release/advertisement. Investors should note that income from such securities, if any, may fluctuate and that each security’s price or value may rise or fall substantially. Accordingly, investors may receive back less than originally invested, or lose their entire investment. Past performance is not indicative of future performance. The Private Securities Litigation Reform Act of 1995 provides investors a ‘safe harbor’ in regard to forward-looking statements. UE cautions all investors that such forward-looking statements in this report/release/advertisement are not guarantees of future performance. Unknown risk, including bankruptcy, uncertainties, fraud, stock manipulation as well as other uncontrollable or unknown factors may cause actual results to materially differ from the results, performance or expectations expressed or implied by such forward-looking statements. Smaller companies may have a higher likelihood of filing for bankruptcy. Investors are urged to do their own research regarding the dangers of a potential bankruptcy filing. The enclosed researched company may have to raise additional capital to remain solvent and to meet forecasted valuation and price projections in this report/release/advertisement. Investor awareness distribution programs can materially affect the price of the company’s stock. UE assumes no responsibility and no liability for any corporate Press Release or any investor awareness programs, IR or PR promotions of any of UE’s profiled companies. UE performs and participates at times in investor awareness programs. When used, the words “anticipate,” “believe,” “estimate,” “expect,” and similar expressions as they relate to the Company or its management are intended to identify such forward-looking statements. The Company’s actual results, performance or achievements could differ materially from the results expressed in, or implied by these forward looking statements. 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This report/release/advertisement has been prepared in accordance with the SEC’s rules and amendments, Oct 23, 2000, regarding 17 CFR Parts, 240, 243 and 249, (Selective Disclosure and Insider Trading), Regulation FD (Fair Disclosure), 10b5-1, 10b5-2, NASD Rules 2250, 2420, 2710 and 2711 and the Can-Spam Act of 2003. UE is sometimes paid for report/release/advertisements and distribution in cash, stock, warrants, options or other securities in lieu of or in addition to UE ‘s stated compensation schedule. This document shall not be copied or reproduced in any form without the expressed written and authorized consent of UE. Copyright: Undiscovered Equities, Inc. Stocks profiled by Undiscovered Equities, Inc. are for informational and entertainment purposes only. Undiscovered Equities does reserve the right to advise readers and has a history of advising readers when it judges these company’s shares should be sold. While Undiscovered Equities does its own due diligence to attempt to ensure that any company recommended by it is likely to be a successful investment, it is important to note that Undiscovered Equities has been paid in restricted shares or cash or stock options by Pan American Goldfields (MXOM), Manas Petroleum (MNAP), Cavitation Technologies (CVAT), Industrial Nanotech (INTK), Wound Management Technologies (WNDM), VOIP-PAL Inc.(VPLM), and Frontier Rare Earths (FRO.TO) for I/R services. To be more specific:Manas has agreed to pay to Undiscovered Equities Inc. a monthly retainer of US$7,500 plus approved expenses and, effective June 26, 2013, it has granted to Undiscovered Equities Inc. options to purchase an aggregate of 750,000 common shares. Of the total, 250,000 of these options may be exercised at a price of US$0.15, 250,000 options may be exercised at an exercise price of US$0.30 and 250,000 options may be exercised at an exercise price of US$0.45. These options vest over 12 months in quarterly installments following the effective date of the option agreement. All of these options will have a term of five years from the date of grant.The options granted to Undiscovered Equities Inc. and the shares that may be issued upon exercise are “restricted securities”; none of them have been registered under the Securities Act of 1933, as amended (the “Act”), and none of them may be offered or sold absent registration or an applicable exemption from registration under the Act. Frontier Rare Earths Ltd currently is paying Undiscovered Equities Inc. a monthly retainer of US$10,000 and Frontier has granted to Undiscovered Equities Inc. options to purchase an aggregate of 250,000 options consisting of 125,000 excercisable at $(CAD).75 and 125,000 excercisable at $(CAD) 1.25. In their most recent agreement WNDM has paid Undiscovered Equities Inc. 300,000 restricted shares of common stock for three months of services. In their most recent agreement VOIP Pal.com Inc. (VPLM) has paid Undiscovered Equities Inc. 3,000,000 restricted common shares of stock and $10,000 due on June 8th 2013 and $5,000 due on the first of each subsequent month for a total of $30,000. In their most recent agreement Pan American Goldfields (MXOM) paid Undiscovered Equities Inc. 500,000 restricted shares of stock. Undiscovered Equities has not had an agreement with Cavitation Technologies (CVAT) in over 2 years. Undiscovered Equities has not had an agreement with Industrial Nanotech (INTK) in over a year. It is also important to know that Kevin McKnight and/or Undiscovered Equities, Inc. are long shares of FEEC , VOIP , INTK , HTM , MXOM , CVAT , MNAP , WNDM , PMI.V , EDV.TO , PLZLY , LNG , and CPQ. These postions can be added to or sold at anytime.
1. Undiscovered Equities, Inc.., complies with securities laws, regulations and ethical standards as related to our firm’s legal requirements. These securities regulations are disclaimed in our Disclaimer. It is our view that ethical standards as related to our firm are the foundation of those securities regulations we follow.
2. Our firm is not a member of any association of other research providers.
3. Our firm’s policy is to comply with any new securities laws and regulations that might be promulgated in the future.
Thorough company research for stock investment research and stock investing is a must for understanding an investment security and stock market investments. Stock market investment research and investment market research starts with individual company research and stock research. Stock market investments for stock market investing are derived from thorough due diligence. Look for investment research reports that have investment research analysts who analyze stock common stocks. Investors should use market research as the foundation for equity investment. Understanding financial statements, a stock report, daily stock reports, growth stock reports and knowing an investment firm’s published equity research reports helps any stock investor. SEC filings are a good place to start your company research and stock market research. Stock market reports on individual stocks can be accessed through brokerage firms having coverage that provides stock analysis and stock market reports. Small cap, penny stocks and micro-cap stocks often times require even more in depth financial analysis from financial reports. Issuer paid research or company paid research for financial information analysis is now recommended by the SEC, a regulatory body that collects financial analysis reporting. Financial reports, financial annual reports, company financial reports, reports including full financial reports, and complete reading of financial reports are fundamental to sound investment research. The SEC provides most of this information.
It is also important to understand quantitative research methods, quantitative research design and quantitative financial research. Quantitative research, business research, industry research such as biotech research, energy research, alternative energy research, technology research, software research, financial company research, oil company research, bank company research etc. all help in the process of understanding a given company.
Business analysis for understanding financial models, financial modeling, financial forecasting models, financial pricing models, investment models, finance models, financial projections, financial ratios, financial ratio analysis and investment strategies can develop a given investment strategy.
Technical analysis, technical stock analysis and financial analysis ratios are also helpful. Stock trading is important for understanding stock liquidity, stock volume and historical trading patterns. Financial software is available from many financial data vendors. The analysis of financial statements using financial analysis tools for corporate financial analysis and company financial analysis are keys to good due diligence.
OTCBB research for OTCBB Bulletin Board stocks is important. Penny stock research and penny stock recommendations require in depth research. Some investors can find the best small cap stocks in stock newsletters, stock investment newsletters, investment newsletters, ideas from penny stock research, microcap research, bulletin board stocks research, stock investing research, stock promoter research, corporate consulting and OTCBB stock promotion.
Financial models are available on some small cap and micro-cap stocks. If not, try to find them if they exist, or build your own models. Financial ratios, financial statement analysis, financial analysis software and metrics, financial analysis ratios and financial pricing models comprise appropriate analytical tools. The analysis of financial statements includes analyzing the income statement, balance sheet and cash flow statements for analyzing a given public company.
Forecasting is critical. Forecasting financial analysis valuations for each company, forecasting stocks, forecasting cash flow, forecasting sales, forecasting earnings and forecasting costs are the heart of analysis for forecasting a given company. Your conclusions will be stock valuations. Discounted Cash Flow analysis (DCF) is an excellent valuation technique. There are many metrics and data sources available for all Mid Cap and Large Cap stocks. These models can include financial ratios, financial metrics and investment strategy for many investment securities. Forecasted valuations create value investment strategy for investment securities. Undiscovered Equities, Inc. does not provide any of these models. Stock promotion and stock awareness are normally promoted by investor relations firms.
We have written this short paper to help individual investors do their own due diligence. Please feel free to contact us for any questions you might have doing your own research.